Senior Compliance Monitoring Officer

We are looking, on behalf of a well established Private Bank, for a Senior Compliance Monitoring Officer.

Duties include, but are not limited to:

• Develop and execute risk-based thematic reviews against business policies and regulatory requirements.
• Develop and maintain a Regulatory Risk Assessment process.
• Providing and actively seek opportunities to provide Compliance support on projects and compliance matters.
• Actively and consistently contributing to colleagues’ understanding of compliance, risk management and Lines of Defence matters, within and outside the Compliance Team.
• Supporting internal and external audit requests and maintaining track of all regulatory correspondence.
• Perform investment related controls, including assessments on MIFID classification.
• Provide risk based compliance advice on regulatory requirements and nonfinancial crime matters.

Required:

• Excellent knowledge of Gibraltar’s regulatory environment relevant to Private Banking and Wealth Management.
• Excellent knowledge of regulatory risk assessment, compliance monitoring planning, execution and record keeping.
• Strong IT and visual presentational skills, including in Word and Power Point, competent in Excel for data analysis.
• Solid knowledge of the banking / investment industry and relevant regulatory requirements /expectations.
• An understanding of the Three Lines of Defence model.
• Experience working within Private Banking in a similar role.
• Accountancy and / or compliance education / professional qualifications.
• Excellent level of compliance with bank policies and procedures.