Compliance & Risk Executive

We are looking on behalf of our client for a Compliance & Risk Executive (Insurance).

Responsibilities:

• Responsible for client compliance monitoring programs.
• Updating/managing client risk registers and provide input on risk management.
• Keep informed of regulatory developments (in consultation, impending and current) and reporting potential and actual risks and issues.
• Assist in the development of, identifying improvements to; and updating policies and procedures.
• Ensuring that due diligence requirements are met.
• Maintaining client compliance registers and logs.
• Liaising with the regulator where appropriate.
• Maintaining statutory books, including registers of members, directors and secretaries.
• Filing of returns and documents with Companies House within deadlines.
• Monitoring, and making management aware of, changes in relevant legislation and the regulatory environment.
• Liaising with advisers, such as lawyers and auditors, as required.
• Prepare draft minutes and circulate draft within the deadline set by clients.
• Prepare and circulate draft action points in line with the minutes.

Experience:

• At least 5 years work experience; ideally in an insurance, financial services or highly regulated environment.
• Outstanding writing skills, with the ability to draft complex documents.
• Good knowledge and experience of MS Office.
• An organised and proactive approach with the ability to prioritise workload and progress work independently.
• Ability to work under pressure and resilient to changing circumstances.
• Personable, polite and comfortable liaising with all levels of stakeholder.