We are looking on behalf of our client for a Compliance and Risk Administrator.
Duties include, but are not limited to:
- Carrying out due diligence, risk assessment and compliance checks for new business.
- Undertaking periodic reviews and risk assessments of existing client relationships and business.
- Providing guidance on the approval of any ‘trigger event’ changes for existing client relationships.
- Undertaking periodic reviews of IFA’s and appointed DFM’s.
- Undertaking any compliance project work as and when required.
- Maintain all relevant compliance registers and files in line with regulatory requirements.
- Deal with internal and external enquires in a professional and timely manner.
- Ensure all incidents/breaches/suspicious transactions are identified, recorded and escalated to the MLRO/Compliance Officer.
- Work closely with the other team members to provide a coordinated compliance service to the business.
- Ensure compliance with company and other relevant standards/regulations at all times.
- Complete any other ad-hoc tasks as directed by the Head of Compliance and Group Compliance and Risk Director.
Requirements:
- Good communication and interpersonal skills.
- Excellent organisational skills, with a strong attention to detail.
- Ability to stay abreast and adapt to new regulatory changes as and when they arise.
- Knowledge of anti-money laundering regulations and counter terrorist financing regulations (advantageous).
- Good academic background.
- Experience of working to deadlines, multi-tasking and having a pro-active approach is essential for the role.
About the Author: 
